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Compliance
Compliance
At Spencer Denham we operate according to the highest standards of integrity and corporate governance, ensuring transparency and trust in every aspect of our services.
Consumer Protection
Adhering to the Anti-Money Laundering and Counter-Terrorism Financing Act 2006, our organization upholds integrity and transparency in refunding unclaimed funds securely. We are committed to the principles of good governance and legal mandates of the Australian Government. This adherence reinforces client trust and solidifies our credibility in unclaimed funds, reflecting our dedication to consumer protection.
Regulatory Compliance
Regulated by the Australian Securities and Investments Commission (ASIC), we adhere to laws related to financial services and markets, ensuring transparency, accountability, and integrity. Our alignment with ASIC’s guidelines goes beyond mere compliance; we actively follow the latest regulatory developments, aligning our services accordingly. This approach underscores our commitment to professionalism, ethical conduct, and innovation, reinforcing our responsibility and excellence in our industry. Our dedication to clients and stakeholders drives us to not just meet but exceed regulatory expectations.